-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QeuCaS7F53+9HgERMfTWskgo1r89fwOO3+b2dF0hbYKL4EOjwKVrINmB0s9Hc40d X0Dp6G1Mojr+jVtJ1UIs4A== 0001104659-03-002067.txt : 20030213 0001104659-03-002067.hdr.sgml : 20030213 20030213155225 ACCESSION NUMBER: 0001104659-03-002067 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030213 GROUP MEMBERS: HERACLES FUND GROUP MEMBERS: HFTP MANAGERS LLC GROUP MEMBERS: JAMES F. O'BRIEN, JR. GROUP MEMBERS: PROMETHEAN ASSET MANAGEMENT, L.L.C. GROUP MEMBERS: PROMETHEAN INVESTMENT GROUP, L.L.C. GROUP MEMBERS: PROMETHEAN MANAGERS LLC GROUP MEMBERS: THEMIS MANAGERS LLC GROUP MEMBERS: THEMIS PARTNERS L.P. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HFTP INVESTMENT LLC CENTRAL INDEX KEY: 0001116986 IRS NUMBER: 134025207 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O PROMETHEAN ASSET MANAGEMENT LLC STREET 2: 750 LEXINGTON AVE., 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127025200 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54429 FILM NUMBER: 03559535 BUSINESS ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 SC 13G/A 1 j7426_sc13ga.htm SC 13G/A

SEC 1745
(02-02)


Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires: December 31, 2005

 

SCHEDULE 13G
(Rule 13d-102)

Estimated average burden hours per response. . 11

 

Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No.  2)*

 

MicroStrategy Incorporated

(Name of Issuer)

 

Common Stock - Class A

(Title of Class of Securities)

 

594972408

(CUSIP Number)

 

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[     ]

Rule 13d-1(b)

[ X ]

Rule 13d-1(c)

[     ]

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No.  594972408

Page 2 of 15

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
HFTP Investment L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware limited liability company

U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
52,865 shares of Class A Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.6% as of December 31, 2002.  (Based on 8,876,972 shares of Class A Common Stock issued and outstanding as of November 1, 2002.)

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

 

Page 2 of 15



 

CUSIP No.  594972408

Page 3 of 15

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Promethean Asset Management, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware limited liability company

U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
52,865 shares of Class A Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.6% as of December 31, 2002.  (Based on 8,876,972 shares of Class A Common Stock issued and outstanding as of November 1, 2002.)

 

 

12.

Type of Reporting Person (See Instructions)
OO; HC

 

 

Page 3 of 15



 

CUSIP No.  594972408

Page 4 of 15

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
James F. O’Brien, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
U.S. Citizen

U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
52,865 shares of Class A Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.6% as of December 31, 2002.  (Based on 8,876,972 shares of Class A Common Stock issued and outstanding as of November 1, 2002.)

 

 

12.

Type of Reporting Person (See Instructions)
IN; HC

 

 

Page 4 of 15



 

CUSIP No.  594972408

Page 5 of 15

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Promethean Investment Group, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
New York limited liability company

U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
52,865 shares of Class A Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.6% as of December 31, 2002.  (Based on 8,876,972 shares of Class A Common Stock issued and outstanding as of November 1, 2002.)

 

 

12.

Type of Reporting Person (See Instructions)
OO; HC

 

 

Page 5 of 15



 

CUSIP No.  594972408

Page 6 of 15

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
HFTP Managers LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware limited liability company

U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
52,865 shares of Class A Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.6% as of December 31, 2002.  (Based on 8,876,972 shares of Class A Common Stock issued and outstanding as of November 1, 2002.)

 

 

12.

Type of Reporting Person (See Instructions)
OO; HC

 

 

Page 6 of 15



 

CUSIP No.  594972408

Page 7 of 15

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Heracles Fund

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands corporation

U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
52,865 shares of Class A Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.6% as of December 31, 2002.  (Based on 8,876,972 shares of Class A Common Stock issued and outstanding as of November 1, 2002.)

 

 

12.

Type of Reporting Person (See Instructions)
CO; HC

 

 

Page 7 of 15



 

CUSIP No.  594972408

Page 8 of 15

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Promethean Managers LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware limited liability company

U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
52,865 shares of Class A Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.6% as of December 31, 2002.  (Based on 8,876,972 shares of Class A Common Stock issued and outstanding as of November 1, 2002.)

 

 

12.

Type of Reporting Person (See Instructions)
OO; HC

 

 

Page 8 of 15



 

CUSIP No.  594972408

Page 9 of 15

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Themis Managers LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware limited liability company

U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
52,865 shares of Class A Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.6% as of December 31, 2002.  (Based on 8,876,972 shares of Class A Common Stock issued and outstanding as of November 1, 2002.)

 

 

12.

Type of Reporting Person (See Instructions)
OO; HC

 

 

Page 9 of 15



 

CUSIP No.  594972408

Page 10 of 15

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Themis Partners L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware limited partnership

U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
52,865 shares of Class A Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.6% as of December 31, 2002.  (Based on 8,876,972 shares of Class A Common Stock issued and outstanding as of November 1, 2002.)

 

 

12.

Type of Reporting Person (See Instructions)
PN; HC

 

 

Page 10 of 15



 

CUSIP No.  594972408

Page 11 of 15

 

Item 1.

 

(a)

Name of Issuer
MicroStrategy Incorporated

 

(b)

Address of Issuer's Principal Executive Offices
1861 International Drive

McLean, Virginia 22102

 

Item 2.

 

(a)

Name of Person Filing

 

(b)

Address of Principal Business Office or, if none, Residence

 

(c)

Citizenship

 

 

HFTP Investment L.L.C.

750 Lexington Avenue, 22nd Floor

New York, New York 10022

Delaware limited liability company

 

 

Promethean Asset Management, L.L.C.

750 Lexington Avenue, 22nd Floor

New York, New York 10022

Delaware limited liability company

 

 

James F. O’Brien, Jr.

750 Lexington Avenue, 22nd Floor

New York, New York 10022

U.S. citizen

 

 

Promethean Investment Group, L.L.C.

750 Lexington Avenue, 22nd Floor

New York, New York 10022

New York limited liability company

 

 

HFTP Managers LLC

750 Lexington Avenue, 22nd Floor

New York, New York 10022

Delaware limited liability company

 

 

Heracles Fund

c/o Promethean Asset Management, L.L.C.

750 Lexington Avenue, 22nd Floor

New York, New York 10022

Cayman Island corporation

 

 

Promethean Managers LLC

750 Lexington Avenue, 22nd Floor

New York, New York 10022

Delaware limited liability company

 

 

Page 11 of 15



 

CUSIP No.  594972408

Page 12 of 15

 

 

 

Themis Managers LLC

750 Lexington Avenue, 22nd Floor

New York, New York 10022

Delaware limited liability company

 

 

Themis Partners L.P.

750 Lexington Avenue, 22nd Floor

New York, New York 10022

Delaware limited partnership

 

 

(d)

Title of Class of Securities
Class A Common Stock, par value $0.001 per share

 

(e)

CUSIP Number
594972408.

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

[  ]

Investment company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C 80a-8).

 

(e)

[  ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

[  ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

 

Page 12 of 15



 

CUSIP No.  594972408

Page 13 of 15

 

 

(h)

[  ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

[  ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

If this statement is filed pursuant to Rule 13d-1(c), check this box.  ý

 

Item 4.

Ownership

 

HFTP INVESTMENT L.L.C.

PROMETHEAN ASSET MANAGEMENT, L.L.C.

JAMES F. O’BRIEN, JR.

PROMETHEAN INVESTMENT GROUP, L.L.C.

HFTP MANAGERS LLC

HERACLES FUND

PROMETHEAN MANAGERS LLC

THEMIS MANAGERS LLC

THEMIS PARTNERS L.P.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

 

 

52,865 shares of Class A Common Stock

 

 

(b)

Percent of class:   

 

 

Approximately 0.6% as of December 31, 2002.  (Based on 8,876,972 shares of Class A Common Stock issued and outstanding as of November 1, 2002.)

 

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote   

 

 

 

0

 

 

(ii)

Shared power to vote or to direct the vote   

 

 

 

See item (a) above.

 

 

Page 13 of 15



 

CUSIP No.  594972408

Page 14 of 15

 

 

 

(iii)

Sole power to dispose or to direct the disposition of   

 

 

 

0

 

 

(iv)

Shared power to dispose or to direct the disposition of   

 

 

 

See item (a) above.

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.                    [X]

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not Applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

See Item 2 above.

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable.

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable.

 

 

Page 14 of 15



 

CUSIP No.  594972408

Page 15 of 15

 

Item 10.

Certification

                                                                        By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated this 13th day of February, 2003

 

 

 

 

 

 

 /s/ James F. O’Brien, Jr.

 

 

HERACLES FUND

James F. O’Brien, Jr.

 

 

 

 

 

 

 

By:Promethean Asset Management, L.L.C.

HFTP INVESTMENT L.L.C.

 

Its: Investment Advisor

 

 

 

 

 

 

By:

Promethean Asset Management, L.L.C.

By:

 /s/ James F. O’Brien, Jr.

 

Its:

Investment Manager

 

 

Name: James F. O’Brien, Jr.

 

 

 

 

 

Title: Managing Member

By:

 /s/ James F. O’Brien, Jr.

 

 

 

 

 

Name: James F. O’Brien, Jr.

 

PROMETHEAN MANAGERS LLC

 

Title: Managing Member

 

 

 

 

 

 

 

By:

/s/ James F. O’Brien, Jr.

 

PROMETHEAN ASSET

 

 

Name: James F. O’Brien, Jr.

 

MANAGEMENT, L.L.C.

 

 

Title: Managing Member

 

 

 

 

 

 

By:

/s/ James F. O’Brien, Jr.

 

 

 

 

 

Name: James F. O’Brien, Jr.
Title: Managing Member

 

THEMIS MANAGERS LLC

 

 

 

By:

Promethean Managers LLC

 

 

 

 

 

Its: Managing Member

PROMETHEAN INVESTMENT

 

 

 

 

GROUP, L.L.C.

 

 

By:

/s/ James F. O’Brien, Jr.

 

 

 

 

 

 

Name: James F. O’Brien, Jr.

By:

/s/ James F. O’Brien, Jr.

 

 

 

Title: Managing Member

 

Name: James F. O’Brien, Jr.

 

 

 

 

Title: Managing Member

 

 

 

 

 

 

 

THEMIS PARTNERS L.P.

 

 

 

 

 

HFTP MANAGERS LLC

 

By:

Themis Managers LLC

 

 

 

Its:

General Partner

By:

Promethean Managers LLC

 

By:

Promethean Managers LLC

Its:

Managing Member

 

 

Its:

Managing Member

 

 

 

 

 

 

By:

/s/ James F. O’Brien, Jr.

 

 

By:

 /s/ James F. O’Brien, Jr.

 

 

Name: James F. O’Brien, Jr.

 

 

Name: James F. O’Brien, Jr.

 

Title: Managing Member

 

 

Title: Managing Member

 

Page15 of 15


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